Connick Ex Rel. Parish of Orleans v. Myers
103 S. Ct. 1684 · 1983 U.S. LEXIS 153 · 1 I.E.R. Cas. (BNA) 178 · 461 U.S. 138
April 20, 1983 · Docket 81-1251
Opinion
delivered the opinion of the Court.
In Pickering v. Board of Education, 391 U. S. 563 (1968), we stated that a public employee does not relinquish First Amendment rights to comment on matters of public interest by virtue of government employment. We also recognized that the State’s interests as an employer in regulating the speech of its employees “differ significantly from those it possesses in connection with regulation of the speech of the citizenry in general.” Id., at 568. The problem, we thought, was arriving “at a balance between the interests of the [employee], as a citizen, in commenting upon matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees.” Ibid. We return to this problem today and consider whether the First and Fourteenth Amendments prevent the discharge of a state employee for circulating a questionnaire concerning internal office affairs.
I
The respondent, Sheila Myers, was employed as an Assistant District Attorney in New Orleans for five and a half years. She served at the pleasure of petitioner Harry Connick, the District Attorney for Orleans Parish. During this period Myers competently performed her responsibilities of trying criminal cases.
In the early part of October 1980, Myers was informed that she would be transferred to prosecute cases in a different section of the criminal court. Myers was strongly opposed to the proposed transfer
That night Myers prepared a questionnaire soliciting the views of her fellow staff members concerning office transfer policy, office morale, the need for a grievance committee, the level of confidence in supervisors, and whether employees felt pressured to work in political campaigns.
Myers filed suit under 42 U. S. C. § 1983 (1976 ed., Supp. V), contending that her employment was wrongfully terminated because she had exercised her constitutionally protected right of free speech. The District Court agreed, ordered Myers reinstated, and awarded backpay, damages, and attorney’s fees. 507 F. Supp. 752 (ED La. 1981).
Connick appealed to the United States Court of Appeals for the Fifth Circuit, which affirmed on the basis of the District Court’s opinion. 654 F. 2d 719 (1981). Connick then sought review in this Court by way of certiorari, which we granted. 455 U. S. 999 (1982).
II
For at least 15 years, it has been settled that a State cannot condition public employment on a basis that infringes the employee’s constitutionally protected interest in freedom of expression. Keyishian v. Board of Regents, 385 U. S. 589, 605-606 (1967); Pickering v. Board of Education, 391 U. S. 563 (1968); Perry v. Sindermann, 408 U. S. 593, 597 (1972); Branti v. Finkel, 445 U. S. 507, 515-516 (1980). Our task, as we defined it in Pickering, is to seek “a balance between the interests of the [employee], as a citizen, in commenting upon matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees.” 391 U. S., at 568. The District Court, and thus the Court of Appeals as well, misapplied our decision in Pickering and consequently, in our view, erred in striking the balance for respondent.
A
The District Court got off on the wrong foot in this case by initially finding that, “[t]aken as a whole, the issues presented in the questionnaire relate to the effective functioning of the District Attorney’s Office and are matters of public importance and concern.” 507 F. Supp., at 758. Connick contends at the outset that no balancing of interests is required in this case because Myers’ questionnaire concerned only internal office matters and that such speech is not upon a matter of “public concern,” as the term was used in Pickering. Although we do not agree that Myers’ communication in this case was wholly without First Amendment protection, there is much force to Connick’s submission. The repeated emphasis in Pickering on the right of a public employee “as a citizen, in commenting upon matters of public concern,” was not accidental. This language, reiterated in all of Pickering’s progeny,
For most of this century, the unchallenged dogma was that a public employee had no right to object to conditions placed upon the terms of employment — including those which restricted the exercise of constitutional rights. The classic formulation of this position was that of Justice Holmes, who, when sitting on the Supreme Judicial Court of Massachusetts, observed: “[A policeman] may have a constitutional right to talk politics, but he has no constitutional right to be a policeman.” McAuliffe v. Mayor of New Bedford, 155 Mass. 216, 220, 29 N. E. 517, 517 (1892). For many years, Holmes’ epigram expressed this Court’s law. Adler v. Board of Education, 342 U. S. 485 (1952); Garner v. Los Angeles Bd. of Public Works, 341 U. S. 716 (1951); Public Workers v. Mitchell, 330 U. S. 75 (1947); United States v. Wurzbach, 280 U. S. 396 (1930); Ex parte Curtis, 106 U. S. 371 (1882).
The Court cast new light on the matter in a series of cases arising from the widespread efforts in the 1950’s and early 1960’s to require public employees, particularly teachers, to swear oaths of loyalty to the State and reveal the groups with which they associated. In Wiemann v. Updegraff 344 U. S. 183 (1952), the Court held that a State could not require its employees to establish their loyalty by extracting an oath denying past affiliation with Communists. In Cafeteria Workers v. McElroy, 367 U. S. 886 (1961), the Court recognized that the government could not deny employment because of previous membership in a particular party. See also Shelton v. Tucker, 364 U. S. 479, 490 (1960); Torcaso v. Watkins, 367 U. S. 488 (1961); Cramp v. Board of Public Instruction, 368 U. S. 278 (1961). By the time Sherbert v. Verner, 374 U. S. 398 (1963), was decided, it was already “too late in the day to doubt that the liberties of religion and expression may be infringed by the denial of or placing of conditions upon a benefit or privilege.” Id., at 404. It was therefore no surprise when in Keyishian v. Board of Regents, supra, the Court invalidated New York statutes barring employment on the basis of membership in “subversive” organizations, observing that the theory that public employment which may be denied altogether may be subjected to any conditions, regardless of how unreasonable, had been uniformly rejected. Id., at 605-606.
In all of these cases, the precedents in which Pickering is rooted, the invalidated statutes and actions sought to suppress the rights of public employees to participate in public affairs. The issue was whether government employees could be prevented or “chilled” by the fear of discharge from joining political parties and other associations that certain public officials might find “subversive.” The explanation for the Constitution’s special concern with threats to the right of citizens to participate in political affairs is no mystery. The First Amendment “was fashioned to assure unfettered interchange of ideas for the bringing about of political and social changes desired by the people.” Roth v. United States, 354 U. S. 476, 484 (1957); New York Times Co, v. Sullivan, 376 U. S. 254, 269 (1964). “[S]peech concerning public affairs is more than self-expression; it is the essence of self-government.” Garrison v. Louisiana, 379 U. S. 64, 74-75 (1964). Accordingly, the Court has frequently reaffirmed that speech on public issues occupies the “ ‘highest rung of the heirarchy of First Amendment values,’” and is entitled to special protection. NAACP v. Claiborne Hardware Co., 458 U. S. 886, 913 (1982); Carey v. Brown, 447 U. S. 455, 467 (1980).
Pickering v. Board of Education, supra, followed from this understanding of the First Amendment. In Pickering, the Court held impermissible under the First Amendment the dismissal of a high school teacher for openly criticizing the Board of Education on its allocation of school funds between athletics and education and its methods of informing taxpayers about the need for additional revenue. Pickering’s subject was “a matter of legitimate public concern” upon which “free and open debate is vital to informed decision-making by the electorate.” 391 U. S. at 571-572.
Our cases following Pickering also involved safeguarding speech on matters of public concern. The controversy in Perry v. Sindermann, 408 U. S. 593 (1972), arose from the failure to rehire a teacher in the state college system who had testified before committees of the Texas Legislature and had become involved in public disagreement over whether the college should be elevated to 4-year status — a change opposed by the Regents. In Mt. Healthy City Board of Ed. v. Doyle, 429 U. S. 274 (1977), a public school teacher was not rehired because, allegedly, he had relayed to a radio station the substance of a memorandum relating to teacher dress and appearance that the school principal had circulated to various teachers. The memorandum was apparently prompted by the view of some in the administration that there was a relationship between teacher appearance and public support for bond issues, and indeed, the radio station promptly announced the adoption of the dress code as a news item. Most recently, in Givhan v. Western Line Consolidated School District, 439 U. S. 410 (1979), we held that First Amendment protection applies when a public employee arranges to communicate privately with his employer rather than to express his views publicly. Although the subject matter of Mrs. Givhan’s statements were not the issue before the Court, it is clear that her statements concerning the School District’s allegedly racially discriminatory policies involved a matter of public concern.
Pickering, its antecedents, and its progeny lead us to conclude that if Myers’ questionnaire cannot be fairly characterized as constituting speech on a matter of public concern, it is unnecessary for us to scrutinize the reasons for her discharge.
We do not suggest, however, that Myers’ speech, even if not touching upon a matter of public concern, is totally beyond the protection of the First Amendment. “[T]he First Amendment does not protect speech and assembly only to the extent it can be characterized as political. ‘Great secular causes, with smaller ones, are guarded.’” Mine Workers v. Illinois Bar Assn., 389 U. S. 217, 223 (1967), quoting Thomas v. Collins, 323 U. S. 516, 531 (1945). We in no sense suggest that speech on private matters falls into one of the narrow and well-defined classes of expression which carries so little social value, such as obscenity, that the State can prohibit and punish such expression by all persons in its jurisdiction. See Chaplinsky v. New Hampshire, 315 U. S. 568 (1942); Roth v. United States, supra; New York v. Ferber, 458 U. S. 747 (1982). For example, an employee’s false criticism of his employer on grounds not of public concern may be cause for his discharge but would be entitled to the same protection, in a libel action accorded an identical statement made by a man on the street. We hold only that wherf a public employee speaks not as a citizen upon matters of public concern, but instead as an employee upon matters only of personal interest, absent the most unusual circumstances, a federal court is not the appropriate forum in which to review the wisdom of a personnel decision taken by a public agency allegedly in reaction to the employee’s behavior Cf. Bishop v. Wood, supra, at 349-350. Our responsibility is to ensure that citizens are not deprived of fundamental rights by virtue of working for the government; this does not require a grant of immunity for employee grievances not afforded by the First Amendment to those who do not work for the State.
Whether an employee’s speech addresses a matter of public ~ concern must be determined by the content, form, and context of a given statement, as revealed by the whole record.
To presume that all matters which transpire within a government office are of public concern would mean that virtually every remark — and certainly every criticism directed at a public official — would plant the seed of a constitutional case. While as a matter of good judgment, public officials should be receptive to constructive criticism offered by their employees, the First Amendment does not require a public office to be run as a roundtable for employee complaints over internal office affairs.
One question in Myers’ questionnaire, however, does touch-upon a matter of public concern. Question 11 inquires if assistant district attorneys “ever feel pressured to work in political campaigns on behalf of office supported candidates.” We have recently noted that official pressure upon employees to work for political candidates not of the worker’s own choice constitutes a coercion of belief in violation of fundamental constitutional rights. Branti v. Finkel, 445 U. S., at 515-516; Elrod v. Burns, 427 U. S. 347 (1976). In addition, there is a demonstrated interest in this country that government service should depend upon meritorious performance rather than political service. CSC v. Letter Carriers, 413 U. S. 548 (1973); Public Workers v. Mitchell, 330 U. S. 75 (1947). Given this history, we believe it apparent that the issue of whether assistant district attorneys are pressured to work in political campaigns is a matter of interest to the community upon which it is essential that public employees be able to speak out freely without fear of retaliatory dismissal.
B
Because one of the questions in Myers’ survey touched upon a matter of public concern and contributed to her discharge, we must determine whether Connick was justified in discharging Myers. Here the District Court again erred in imposing an unduly onerous burden on the State to justify Myers’ discharge. The District Court viewed the issue of whether Myers’ speech was upon a matter of “public concern” as a threshold inquiry, after which it became the government’s burden to “clearly demonstrate” that the speech involved “substantially interfered” with official responsibilities. Yet Pickering unmistakably states, and respondent agrees,
C
The Pickering balance requires full consideration of the government’s interest in the effective and efficient fulfillment of its responsibilities to the public. One hundred years ago, the Court noted the government’s legitimate purpose in “pro-mot[ing] efficiency and integrity in the discharge of official duties, and [in] maintain[ing] proper discipline in the public service.” Ex parte Curtis, 106 U. S., at 373. As Justice Powell explained in his separate opinion in Arnett v. Kennedy, 416 U. S. 134, 168 (1974):
“To this end, the Government, as an employer, must have wide discretion and control over the management of its personnel and internal affairs. This includes the prerogative to remove employees whose conduct hinders efficient operation and to do so with dispatch. Prolonged retention of a disruptive or otherwise unsatisfactory employee can adversely affect discipline and morale in the work place, foster disharmony, and ultimately impair the efficiency of an office or agency.”
We agree "with the District Court that there is no demonstration here that the questionnaire impeded Myers’ ability to perform her responsibilities. The District Court was also correct to recognize that “it is important to the efficient and successful operation of the District Attorney’s office for Assistants to maintain close working relationships with their superiors.” 507 F. Supp., at 759. Connick’s judgment, and apparently also that of his first assistant Dennis Waldron, who characterized Myers’ actions as causing a “mini-insurrection,” was that Myers’ questionnaire was an act of insubordination which interfered with working relationships.
The District Court rejected Connick’s position because “[ujnlike a statement of fact which might be deemed critical of one’s superiors, [Myers’] questionnaire was not a statement of fact but the presentation and solicitation of ideas and opinions,” which are entitled to greater constitutional protection because “ ‘under the First Amendment there is no such thing as a false idea.’ ” Ibid. This approach, while perhaps relevant in weighing the value of Myers’ speech, bears no logical relationship to the issue of whether the questionnaire undermined office relationships. Questions, no less than forcefully stated opinions and facts, carry messages and it requires no unusual insight to conclude that the purpose, if not the likely result, of the questionnaire is to seek to precipitate a vote of no confidence in Connick and his supervisors. Thus, Question 10, which asked whether or not the Assistants had confidence in and relied on the word of five named supervisors, is a statement that carries the clear potential for undermining office relations.
Also relevant is the manner, time, and place in which the questionnaire was distributed. As noted in Givhan v. Western Line Consolidated School District, 439 U. S., at 415, n. 4: “Private expression . . . may in some situations bring additional factors to the Pickering calculus. When a government employee personally confronts his immediate superior, the employing agency’s institutional efficiency may be threatened not only by the content of the employee’s message but also by the manner, time, and place in which it is delivered.” Here the questionnaire was prepared and distributed at the office; the manner of distribution required not only Myers to leave her work but others to do the same in order that the questionnaire be completed.
Finally, the context in which the dispute arose is also significant. This is not a case where an employee, out of purely academic interest, circulated a questionnaire so as to obtain useful research. Myers acknowledges that it is no coincidence that the questionnaire followed upon the heels of the transfer notice. When employee speech concerning office policy arises from an employment dispute concerning the very application of that policy to the speaker, additional weight must be given to the supervisor’s view that the employee has threatened the authority of the employer to run the office. Although we accept the District Court’s factual finding that Myers’ reluctance to accede to the transfer order was not a sufficient cause in itself for her dismissal, and thus does not constitute a sufficient defense under Mt Healthy City Board of Ed. v. Doyle, 429 U. S. 274 (1977), this does not render irrelevant the fact that the questionnaire emerged after a persistent dispute between Myers and Connick and his deputies over office transfer policy.
III
Myers’ questionnaire touched upon matters of public concern in only a most limited sense; her survey, in our view, is most accurately characterized as an employee grievance concerning internal office policy. The limited First Amendment interest involved here does not require that Connick tolerate action which he reasonably believed would disrupt the office, undermine his authority, and destroy close working relationships. Myers’ discharge therefore did not offend the First Amendment. We reiterate, however, the caveat we expressed in Pickering, 391 U. S., at 569: “Because of the enormous variety of fact situations in which critical statements by . . . public employees may be thought by their superiors . . . to furnish grounds for dismissal, we do not deem it either appropriate or feasible to attempt to lay down a general standard against which all such statements may be judged.”
Our holding today is grounded in our longstanding recognition that the First Amendment’s primary aim is the full protection of speech upon issues of public concern, as well as the practical realities involved in the administration of a government office. Although today the balance is struck for the government, this is no defeat for the First Amendment. For it would indeed be a Pyrrhic victory for the great principles of free expression if the Amendment’s safeguarding of a public employee’s right, as a citizen, to participate in discussions concerning public affairs were confused with the attempt to constitutionalize the employee grievance that we see presented here. The judgment of the Court of Appeals is
Reversed.
APPENDIX TO OPINION DF THE COURT
Questionnaire distributed by respondent on October 7, 1980.
PLAINTIFFS EXHIBIT 2, App. 191
“PLEASE TAKE THE FEW MINUTES IT WILL REQUIRE TO FILL THIS OUT. YOU CAN FREELY EXPRESS YOUR OPINION WITH ANONYMITY GUARANTEED.
******************************
1. How long have you been in the Office? _
2. Were you moved as a result of the recent transfers?_
3. Were the transfers as they effected [sic] you discussed with you by any superior prior to the notice of them being posted? _
4. Do you think as a matter of policy, they should have been?__ _
5. From your experience, do you feel office procedure regarding transfers has been fair? _
Do you believe there is a rumor mill active in the office? 05
If so, how do you think it effects [sic] overall working performance of A.D.A. personnel? _ -3
If so, how do you think it effects [sic] office morale?_ 00
Do you generally first learn of office changes and developments through rumor? _ CO
Do you have confidence in and would you rely on the word of: O
Bridget Bane_
Fred Harper _
Lindsay Larson_
Joe Meyer __
Dennis Waldron _
Do you ever feel pressured to work in political campaigns on behalf of office supported candidates? __ I — » l — i
Do you feel a grievance committee would be a worthwhile addition to the office structure? - CM rH
13. How would you rate ..office morale? _
14. Please feel free to express any comments or feelings you have. _
THANK YOU FOR YOUR COOPERATION IN THIS SURVEY.”
Myers’ opposition was at least partially attributable to her concern that a conflict of interest would have been created by the transfer because of her participation in a counseling program for convicted defendants released on probation in the section of the criminal court to which she was to be assigned.
The questionnaire is reproduced as an Appendix to this opinion.
Petitioner has also objected to the assessment of damages as being in violation of the Eleventh Amendment and to the award of attorney’s fees. Because of our disposition of the case, we do not reach these questions.
See Perry v. Sindermann, 408 U. S. 593, 598 (1972); Mt. Healthy City Board of Ed. v. Doyle, 429 U. S. 274, 284 (1977); Givhan v. Western Line Consolidated School District, 439 U. S. 410, 414 (1979).
The question of whether expression is of a kind that is of legitimate concern to the public is also the standard in determining whether a common-law action for invasion of privacy is present. See Restatement (Second) of Torts § 652D (1977). See also Cox Broadcasting Corp. v. Cohn, 420 U. S. 469 (1975) (action for invasion of privacy cannot be maintained when the subject matter of the publicity is matter of public record); Time, Inc. v. Hill, 385 U. S. 374, 387-388 (1967).
See, Clark v. Holmes, 474 P. 2d 928 (CA7 1972), cert. denied, 411 U. S. 972 (1978); Schmidt v. Fremont County School Dist., 558 F. 2d 982, 984 (CA10 1977).
The inquiry into the protected status of speech is one of law, not fact. See n. 10, infra.
This is not a case like Givhan, where an employee speaks out as a citizen on a matter of general concern, not tied to a personal employment dispute, but arranges to do so privately. Mrs. Givhan’s right to protest racial discrimination — a matter inherently of public concern — is not forfeited by her choice of a private forum. 439 U. S., at 415-416. Here, however, a questionnaire not otherwise of public concern does not attain that status because its subject matter could, in different circumstances, have been the topic of a communication to the public that might be of general interest. The dissent’s analysis of whether discussions of office morale and discipline
See Brief for Respondent 9 (“These factors, including the degree of the ‘importance’ of plaintiff’s speech, were proper considerations to be weighed in the Pickering balance”); Tr. of Oral Arg. 30 (counsel for respondent) (“I certainly would not disagree that the content of the questionnaire, whether it affects a matter of great public concern or only a very narrow internal matter, is a relevant circumstance to be weighed in the Pickering analysis”).
“The Constitution has imposed upon this Court final authority to determine the meaning and application of those words of that instrument which require interpretation to resolve judicial issues. With that responsibility, we are compelled to examine for ourselves the statements in issue and the circumstances under which they [are] made to see whether or not they ... are of a character which the principles of the First Amendment, as adopted by the Due Process Clause of the Fourteenth Amendment, protect.” Pennekamp v. Florida, 328 U. S. 331, 335 (1946) (footnote omitted).
Because of this obligation, we cannot “avoid making an independent constitutional judgment on the facts of the ease.” Jacobellis v. Ohio, 378 U. S. 184, 190 (1964) (opinion of Brennan, J.). See Edwards v. South Carolina, 372 U. S. 229, 235 (1963); New York Times Co. v. Sullivan, 376 U. S. 254, 285 (1964); NAACP v. Claiborne Hardware Co., 458 U. S. 886, 915-916, n. 50 (1982).
Waldron testified that from what he had learned of the events on October 7, Myers “was trying to stir up other people not to accept the changes [transfers] that had been made on the memorandum and that were to be implemented.” App. 167. In his view, the questionnaire was a “final act of defiance” and that, as a result of Myers’ action, “there were going to be some severe problems about the changes.” Ibid. Connick testified that he reached a similar conclusion after conducting his own investigation. “After I satisfied myself that not only wasn’t she accepting the transfer, but that she was affirmatively opposing it and disrupting the routine of the office by this questionnaire. I called her in. . . [and dismissed her].” Id., at 130.
Cf. Perry Education Assn. v. Perry Local Educators’ Assn., 460 U. S. 37, 52, n. 12 (1983) (proof of future disruption not necessary to justify denial of access to nonpublic forum on grounds that the proposed use may disrupt the property’s intended function); Greer v. Spock, 424 U. S. 828 (1976) (same).
The record indicates that some, though not. all, of the copies of the questionnaire were distributed during lunch. Employee speech which transpires entirely on the employee’s own time, and in nonwork areas of the office, bring different factors into the Pickering calculus, and might lead to a different conclusion. Cf. NLRB v. Magnavox Co., 415 U. S. 322 (1974).
The violation of such a rule would strengthen Connick’s position. See Mt. Healthy City Board of Ed. v. Doyle, 429 U. S., at 284.