Court of Appeals for the Fifth Circuit

Ivy v. Jones

192 F.3d 514 · 1999 WL 803639

October 26, 1999 · Docket 98-11234

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Headnotes

Generated summaries
  1. Headnote 1

    The court applied Sutton, holding that Ivy’s hearing aid—used to correct her loss—must be considered. The district court should have evaluated her hearing ability after correction rather than on an unmitigated basis.

  2. Headnote 2

    Sutton was not available at the district court’s trial, but the parties were bound by its later resolution. Accordingly, the appellate court vacated Ivy’s judgment and sent the case back for a mitigated‑impairment analysis.

  3. Headnote 3

    The Fifth Circuit follows Bridges and Reich, applying a clear‑error standard to facts and a de novo standard to legal determinations in ADA cases.

  4. Headnote 4

    The court reiterated the three‑element test from Zenor and Robertson, emphasizing that each element must be established before proceeding to the merits of an ADA case.

  5. Headnote 5

    The court cited the statutory definition and noted that the district court had found Ivy’s hearing loss substantially limited hearing, a major life activity.

  6. Headnote 6

    Sutton requires courts to examine how an impairment, once corrected by routine aids, limits activities. The court emphasized that the analysis centers on substantial limitation, not just the presence of the impairment.

  7. Headnote 7

    Ivy used a hearing aid, but the district court assessed her hearing loss without considering the corrected level. The Supreme Court’s Sutton decision mandates a mitigated‑impairment analysis, requiring the court to examine the extent of hearing after aid use.

  8. Headnote 8

    The district court concluded Ivy’s hearing impairment substantially limited hearing, but it did not consider the hearing level achievable with one or two aids, which may not constitute a substantial limitation.

  9. Headnote 9

    Ivy’s ADA claim required her to satisfy the three‑element test before the court could consider liability for wrongful termination.

  10. Headnote 10

    The Fifth Circuit applied the standard articulated in Bridges, reviewing the district court’s factual determinations about Ivy’s hearing and the legal standard for disability.

  11. Headnote 11

    Because the district court did not apply the Supreme Court’s Sutton rule, the Fifth Circuit vacated Ivy’s judgment and remanded for a new analysis of her hearing impairment on a mitigated basis.

  12. Headnote 12

    The court examined whether Susan Ivy’s bilateral hearing loss, after correction with hearing aids, substantially limited her ability to hear—a major life activity—under the statutory definition of disability.

  13. Headnote 13

    Ivy alleged wrongful termination under the ADA; the court outlined the three‑part prima facie test the plaintiff must satisfy to prove discrimination.

  14. Headnote 14

    The appellate panel reminded that the ADA’s anti‑discrimination provision protects employees who are qualified despite having a disability, such as Ivy.

  15. Headnote 15

    The decision applied the Supreme Court’s Sutton rule, requiring the district court to evaluate Ivy’s hearing loss after accounting for the hearing aid(s) she habitually used.

  16. Headnote 16

    The court emphasized that the proper analysis asks whether Ivy’s hearing, after correction with hearing aids, still substantially limits the major life activity of hearing.

  17. Headnote 17

    The panel set out its standard of review for the district court’s determinations, distinguishing between factual findings and legal rulings.

  18. Headnote 18

    Because the district court did not evaluate Ivy’s hearing loss on a mitigated basis, the Fifth Circuit vacated the judgment and sent the case back for reconsideration under Sutton.

  19. Headnote 19

    The district court found Ivy’s hearing loss substantially limited hearing without considering her hearing aid, which can correct hearing to 92 %‑96 %; under Sutton the analysis must be based on the corrected hearing ability.

  20. Headnote 20

    The court restated the statutory definition and considered whether Ivy’s hearing loss, a major life activity, met the substantial‑limitation standard.

  21. Headnote 21

    The opinion outlined these elements before addressing Ivy’s allegation that she was terminated because of her hearing impairment.

  22. Headnote 22

    The Fifth Circuit noted that this case presents mixed questions of law and fact and applied the appropriate standards to the district court’s findings and legal rulings.

  23. Headnote 23

    Because the district court decided before Sutton was available and did not consider the mitigated‑impairment analysis, the appellate court vacated the judgment and sent the case back for reconsideration in light of Sutton.

  24. Headnote 24

    The Supreme Court in Sutton held that corrective and mitigating measures, such as hearing aids, must be considered in the disability analysis. This mitigated‑impairment inquiry supersedes any agency guidance that ignored such measures.

  25. Headnote 25

    The Fifth Circuit defines disability by referencing the statutory language and Sherrod, emphasizing that the substantial‑limitation inquiry is made after considering the effect of any mitigating devices the individual employs.

  26. Headnote 26

    The panel noted that this case presents mixed questions of law and fact and applied the standard articulated in Bridges, reviewing factual determinations for clear error while examining legal conclusions without deference.

  27. Headnote 27

    The appellate court vacated the district court’s judgment and remanded because the trial court had not applied the Sutton mitigated‑impairment rule, which was controlling even though unavailable at the time of trial.

  28. Headnote 28

    The Fifth Circuit reiterated the three‑element test for a prima facie case under the ADA, citing Zenor for the required showing of disability, qualification, and causation of the adverse action.

Opinion

DUHÉ, Circuit Judge:

In this Americans with Disabilities Act (“ADA”) wrongful termination case we consider the employer’s appeal from the district court’s judgment for the employee. In light of the Supreme Court’s recent decision in Sutton v. United Air Lines, Inc., — U.S. -, 119 S.Ct. 2139, 144 L.Ed.2d 450 (1999), which was not available to the trial court, we vacate and remand for further consideration.

BACKGROUND

Susan Ivy (“Ivy”) has a diagnosed bilateral hearing impairment. She wears a hearing aid in her right ear to help correct her impairment. On August 27, 1996 Ivy interviewed with John Noyes (“Noyes”) of the Texas Department of Protective and Regulatory Services (“Department”) for a job with the Department. Noyes recommended hiring Ivy and she started working for the Department as a Child Protective Services Specialist 1 on October 1, 1996. Ivy was to spend the first three months of her employment in classroom and on-the-job training.

Kathy Jones (“Jones”) was Ivy’s supervisor and conducted Ivy’s on-the-job training. One day early in Ivy’s tenure, Jones attempted to call to Ivy down a hallway and received no response. Jones later testified that this incident led her to suspect that Ivy had a hearing impairment. On October 29 and November 4, 1996 Jones trained Ivy and others in telephone intake. Jones had the trainees take calls over a speaker phone while she and the other trainees listened. Ivy had trouble hearing the callers during her first session, but did not mention it to Jones. In the second session, Ivy asked Jones for permission to pick up the telephone receiver in order to hear better. Jones refused, stating that Jones had to hear both sides of the conversation for training purposes.

On November 7, 1996 Jones called Ivy into her office to discuss “a sensitive subject.” Jones asked if Ivy could process the information that she received over the telephone. Ivy told Jones about her hearing loss and her need to wear a hearing aid. The women then discussed Ivy’s discharge options including her quitting or being fired. Shortly thereafter Jones asked Noyes to join them in the office and discuss Ivy’s termination. Noyes directed Jones to write up a dismissal of Ivy. He also instructed Ivy to pick up her dismissal papers on November 12th.

Ivy sued the Department under the ADA and Title I of the Civil Rights Act of 1991. A bench trial resulted in judgment in Ivy’s favor.

STANDARD OF REVIEW

This case presents mixed questions of law and fact, subject to differing standards of review. Bridges v. City of Bossier, 92 F.3d 329, 332 (5th Cir.1996), citing Reich v. Lancaster, 55 F.3d 1034, 1044-45 (5th Cir.1995). We review the district court’s factual findings for clear error and its legal conclusions de novo. Id.

DISCUSSION

The ADA prohibits an employer from discriminating against a “qualified individual with a disability” on the basis of his disability. 42 U.S.C. § 12112(a). To establish a prima facie case under the ADA one must show: (1) that he has a disability; (2) that he was qualified for the job; and (3) that he was subject to an adverse employment decision because of his disability. Zenor v. El Paso Healthcare Sys., Ltd., 176 F.3d 847, 853 (5th Cir.1999), citing Robertson v. Neuromedical Ctr., 161 F.3d 292, 294 (5th Cir.1998)(per curiam), cert. denied, — U.S. —, 119 S.Ct. 1575, 143 L.Ed.2d 671, (1999).

The ADA defines a “disability” as: (1) a mental or physical impairment that substantially limits one or more major life activities of an individual, (2) a record of such an impairment, or (3) being regarded as having such an impairment. Sherrod v. American Airlines, Inc., 132 F.3d 1112, 1119 (5th Cir.1998), citing 42 U.S.C. § 12102(2); 29 C.F.R. § 1630.2(g). The district court found as a matter of fact and concluded as a matter of law that Ivy’s impairment substantially limited her major life activity of hearing.

In Sutton v. United Air Lines, Inc., — U.S. —, 119 S.Ct. 2139, 144 L.Ed.2d 450 (1999), the Supreme Court held that, contrary to agency guidelines, corrective and mitigating measures must be considered in determining whether an individual is disabled under the ADA. Sutton, — U.S. at —, 119 S.Ct. at 2146. The particularized inquiry mandated by the ADA centers on substantial limitation of major life activities, not mere impairment. Id. 119 S.Ct. at 2147. As such, courts must examine how an impairment affects one’s life activities in light of one’s attempts to correct his impairment. Id. 119 S.Ct. at 2146.

Ivy used a hearing aid to mitigate the effects of her hearing loss. Under Sutton the district court should have examined Ivy’s hearing loss as corrected when determining whether she was substantially impaired. The district court heard evidence of the extent of Ivy’s corrected hearing loss in the form of audiological test data. These test data indicated that Ivy’s hearing could be corrected to 92% with one hearing aid and 96% with two hearing aids. These data and the testimony of Ivy’s long-time audiologist interpreting them may not suggest a substantial impairment of the major life activity of hearing. Similarly, Ivy’s testimony that she does not consider herself disabled and does not have much trouble functioning in the workplace despite her impairment possibly suggests that her corrected hearing impairment is not a substantial limitation of a major life activity. These facts and the court’s colloquy with trial counsel concerning the mitigated/unmitigated impairment issue make it unclear whether the district court’s inquiry centered on Ivy’s impairment as corrected.

Although we are aware that Sutton was not available to the district court at the time it rendered judgment, the parties briefed and argued the mitigated/unmitigated hearing issue at trial and are bound by the Supreme Court’s subsequent resolution of this issue. Accordingly, we VACATE the district court’s judgment and REMAND for further consideration in light of Sutton.