Court of Appeals for the Ninth Circuit

Frank Sturm v. California Adult Authority, Lawrence E. Wilson, Warden of San Quentin State Prison, California

395 F.2d 446

April 5, 1968 · Docket 22072_1

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Headnotes

Generated summaries
  1. Headnote 1

    The California Adult Authority fixed Sturm’s indeterminate sentence at six years and later redetermined it to ten‑and‑a‑half years after rule violations. California courts have held the Authority has exclusive jurisdiction and may adjust the term as conditions require, creating no vested right to a shorter term.

  2. Headnote 2

    Sturm’s sentence was extended to ten‑and‑a‑half years after two infractions of prison rules. The Court noted that disciplinary extensions that stay within the authorized range are not barred by the Eighth Amendment.

  3. Headnote 3

    Sturm’s longer term was justified by his rule violations. California law authorizes the Adult Authority to treat offenders differently based on conduct, and the courts have held that such distinctions are permissible under equal protection.

  4. Headnote 4

    California Penal Code §§ 3020 and 5077 give the Adult Authority authority to fix and later redetermine indeterminate sentences, limiting the power to situations “as conditions require,” which satisfies the constitutional test for permissible legislative delegation.

  5. Headnote 5

    A federal district court may summarily dismiss a habeas‑corpus petition without a hearing or order to show cause when the petition fails to allege any facts that could give rise to a cognizable federal constitutional claim.

    Sturm’s habeas petition was denied without a hearing and without an order to show cause. The Court held the dismissal proper because the petition contained no factual allegations supporting any federal constitutional claim.

  6. Headnote 6

    Statutory authority vested in the Adult Authority allows it to set and later adjust a prisoner’s term within the statutory maximum, provided the adjustment is made for reasons such as rule violations.

  7. Headnote 7

    The courts have held that the authority’s power is statutory, not creating a separate procedural due‑process right, and that a tentative determination may be changed for cause.

  8. Headnote 8

    The Supreme Court has held that disciplinary extensions of a sentence within the authorized range are permissible and not barred by the Eighth Amendment.

  9. Headnote 9

    The Constitution requires only uniform application to similarly situated persons; statutes authorizing individualized treatment for disciplinary reasons meet that requirement.

  10. Headnote 10

    The California statutes granting fixing and redetermination authority satisfy the intelligible‑principle test, making the delegation valid.

  11. Headnote 11

    A federal district court may summarily dismiss a habeas‑corpus petition without a hearing or an order to show cause when the petition fails to allege any facts that could give rise to a cognizable federal constitutional claim.

    The court found that the petitioner offered no factual allegations to support his constitutional arguments, justifying dismissal without a hearing.

  12. Headnote 12

    The statutes authorize the agency to set a prisoner's term within the statutory range and to modify it later when justified by prison‑rule violations.

  13. Headnote 13

    The California courts have held that an indeterminate sentence is “tentative” and may be changed for cause, creating no separate procedural due‑process right.

  14. Headnote 14

    The Supreme Court has recognized that disciplinary extensions of a sentence within the authorized range are not barred by the Eighth Amendment.

  15. Headnote 15

    Differential outcomes are permissible when the statute authorizes individualized treatment and the distinctions are reasonably related to the purpose of the indeterminate‑sentence scheme.

  16. Headnote 16

    The delegation satisfies the “intelligible principle” test, limiting agency discretion to circumstances justified by prison conditions.

  17. Headnote 17

    A federal district court may summarily dismiss a habeas‑corpus petition without a hearing or order to show cause when the petition lacks factual allegations that could support a cognizable federal constitutional claim.

    The court need not hold a hearing if the petition is conclusory; dismissal is proper under Williams v. Dunbar.

  18. Headnote 18

    The statutes expressly authorize the agency to set the length of imprisonment within the range allowed for the crime and to modify that term when justified by prison‑rule violations.

  19. Headnote 19

    The California courts have held that the initial determination is tentative and may be changed for cause; no separate procedural due‑process right is created by the statute.

  20. Headnote 20

    The redetermination was viewed as a disciplinary extension, not a new punishment for the original offense, and therefore is not barred by the Eighth Amendment.

  21. Headnote 21

    The California statutes were intended to allow the Authority to treat prisoners differently based on conduct, so the fact that a co‑defendant was released earlier does not violate equal protection.

  22. Headnote 22

    California Penal Code §§ 3020 and 5077 confine the Adult Authority’s discretion to redetermine sentences only when prison conditions justify the change, satisfying the delegation test.

  23. Headnote 23

    A federal district court may summarily dismiss a habeas‑corpus petition without a hearing or an order to show cause when the petition fails to allege any facts that could give rise to a cognizable federal constitutional claim.

    The district court properly dismissed Sturm’s petition because his complaint contained only conclusory allegations and no supporting factual details.

  24. Headnote 24

    The Ninth Circuit affirmed that the existence of such an agency does not itself immunize the State from constitutional constraints, but the statutory scheme itself is permissible.

Opinion

PER CURIAM.

In March 1957 appellant and a code-fendant were convicted of first degree robbery [Cal.Pen.Code, § 211] and were both sentenced to imprisonment for the term prescribed by law, which is from five years to life. (Cal.Pen.Code, §§ 213, 671, 1168). In 1959 the California Adult Authority, pursuant to Cal.Pen.Code, § 5077, fixed the indeterminate sentences of appellant and his codefendant at six years. Because of an infraction of the prison rules by appellant, the Adult Authority in 1960 rescinded its previous determination of appellant’s term. (Cal. Pen.Code, § 3020). In July 1962, after appellant had again broken prison rules, the Adult Authority redetermined his sentence at a term of ten and one-half years pursuant to Cal.Pen.Code, § 3020. Appellant was released on parole in October 1962, but his parole was cancelled in September 1963; he is now serving his redetermined ten and one-half year term. While appellant remains incarcerated, his codefendant has been discharged after completion of his sentence as originally fixed by the Adult Authority.

Appellant has unsuccessfully sought a writ of habeas corpus in the state courts challenging his continued incarceration. In March 1967 appellant petitioned for a writ of habeas corpus in the United States District Court, but his petition was denied without a hearing or the issuance of an order to show cause. He appeals from the District Court’s denial of his petition for habeas corpus, challenging his continued incarceration on several grounds.

First, appellant argues that he was denied due process because the Adult Authority, by redetermining his sentence after it had once been fixed, acted outside its statutory authority under Cal. Pen.Code §§ 3020, 5077. The California courts, however, have consistently held that:

“[t]he Adult Authority, by statute, has exclusive jurisdiction to fix the length of time a prisoner must serve within the limits of an indeterminate sentence. (Pen.Code §§ 3020, 5077.) One who is legally convicted has no vested right to the determination of his sentence at less than maximum [citations], and hence the authority ‘may redetermine such sentences as conditions require’.” In re Schoengarth, 66 Adv.Cal. 288, 295, 57 Cal.Rptr. 600, 604, 425 P.2d 200, 204 (1967).

The California Supreme Court has explained that the original trial and conviction resulted in the “imposition of a sentence that was indeterminate, and until fixed, amounted to a maximum sentence provided for the crime in question. When the Authority reduces a maximum sentence, its action, in the nature of things, is tentative and may be changed for cause.” In re McLain, 55 Cal.2d 78, 85, 9 Cal.Rptr. 824, 829, 357 P.2d 1080, 1085 (1960), appeal dismissed, cert. denied, 368 U.S. 10, 82 S.Ct. 18, 7 L.Ed.2d 18 (1961). The California courts have clearly recognized the statutory authorization for the Adult Authority to redetermine a sentence; this court has previously stated that a state court’s interpretation of its statute does not raise a federal question. In re Costello, 262 F.2d 214 (9th Cir. 1958) (per curiam).

Appellant next contends that the redetermination of his sentence from six years to ten and one-half years was, in reality, a consecutive four and one-half year sentence for his infractions of the prison rules. Appellant contends that this penalty is excessive and constitutes cruel and unusual punishment under the eighth amendment. The basic premise of appellant’s argument — that his sentence for the robbery conviction was permanently determined at six years' — -is incorrect. As noted previously, all indeterminate sentences are for the maximum, and any determination by the Adult Authority is only tentative. Therefore, it is not accurate to characterize the re-determination of the appellant’s sentence as an imposition of any penalty for the infractions, when the redetermined sentence was within the limits of the penalty for his conviction.

Appellant also asserts that the statutory provisions empowering the Adult Authority to determine sentences constitute an illegal delegation of authority by the California Legislature. Again, however, no federal question is raised by this claim, for such matters are for determination by the State. Dreyer v. People of State of Illinois, 187 U.S. 71, 84, 23 S.Ct. 28, 47 L.Ed. 79 (1902).

Finally, appellant argues that since his codefendant has been released, his continued imprisonment violates equal protection. The equal protection clause of the Fourteenth Amendment requires only that state laws be applied uniformly to situations that cannot be reasonably distinguished. Baxstrom v. Herold, 383 U.S. 107, 111, 86 S.Ct. 760, 15 L.Ed.2d 620 (1966). The California court has pointed out that “[a] major purpose of the indeterminate sentence law, Penal Code, §§ 1168, 3020 et seq., is to permit individual treatment of offenders, according to the best judgment of the authority. It follows that the fact that other prisoners have had their sentence reduced, or been granted parole, affords no ground for complaint by petitioner.” Azeria v. California Adult Authority, 193 Cal.App.2d 1, 5, 13 Cal.Rptr. 839, 842 (1961) (Duniway, J.). Here, appellant had twice violated prison rules and it was not unreasonable for the Adult Authority to treat him differently than his code-fendant.

None of appellant’s claims has merit; the District Court’s order denying the petition for habeas corpus is therefore affirmed.

On Petition for Rehearing

The petition of appellant for rehearing is denied.