In the Matter of William E. Thoresen, III
1968 U.S. App. LEXIS 6963 · 395 F.2d 466
May 13, 1968 · Docket Misc. 263
Headnotes
Generated summaries- Headnote 1
The court noted that petitioner could not demonstrate the required custody under the statute, which is a prerequisite for the issuance of a habeas writ.
- Headnote 2
The opinion contrasted the case with the minority view in Parker v. Ellis and emphasized that no custody existed at the time the habeas petition was filed.
- Headnote 3
The court held that petitioner’s failure to identify a respondent precluded the existence of a justiciable dispute, defeating jurisdiction.
- Headnote 4
The district court dismissed the application for lack of jurisdiction because petitioner was not in custody and had failed to name a respondent.
- Headnote 5
The court explained that even assuming custody existed, jurisdiction would lie in the district handling the underlying federal indictment, not the District of Maine.
- Headnote 6
The court cited the Supreme Court’s decision in Carafas, which rejected the minority view that custody could be deemed to exist after its termination.
- Headnote 7
The district court dismissed the petition because petitioner could not show the statutory “custody” required by 28 U.S.C. § 2241(c) before a writ may issue.
- Headnote 8
The court observed that there was no custody in Maine when the application was filed, distinguishing the case from Parker v. Ellis.
- Headnote 9
The opinion stressed that without a respondent there is no one to contest the petition, eliminating jurisdiction.
- Headnote 10
The court held that jurisdiction would not lie in the District of Maine and cited Ahrens v. Clark for the proper venue rule.
- Headnote 11
The district court dismissed the certificate application for lack of jurisdiction because petitioner was not in custody and had failed to name a respondent.
- Headnote 12
The Maine Supreme Judicial Court dismissed the petition for lack of jurisdiction, holding that habeas corpus is not available after the petitioner is no longer in custody.
Opinion
This is a request for a certificate of probable cause for appeal from .an order of the District Court for the District of Maine dismissing an application for a writ of habeas corpus for lack of jurisdiction. A somewhat detailed recitation of facts is called for.
In September 1959, when petitioner was 21 years old, he stole six posters from the Bar Harbor, Maine, terminal of the Canadian National Railway’s Nova Scotia ferry. He was apprehended and jailed for want of bail. Thereafter he waived indictment. The waiver which he executed recited that he was charged with “ [1] arceny of goods having a value in excess of One hundred dollárs.” On the same day he pleaded guilty to an information in which the posters were assigned individual values, totalling an “aggregate value of one hundred and' fifty dollars.” Between the date of his apprehension and the date of his plea, a period of some ten days, petitioner was continuously in jail. According to affidavits accompanying the present application the following events occurred.
Petitioner employed an attorney, who in turn made contact with petitioner’s father. Upon his arrival the father essentially discharged the attorney and conducted lengthy negotiations with the district attorney in the absence of counsel. The father brought with him funds sufficient to bail petitioner, but did not bail him. He informed the district attorney that he was worried about petitioner’ and thought that he should be treated in a mental institution; that he did not want the petitioner to know that this was the father’s proposal, and that he did not want petitioner fined, but thought it best that he receive a suspended sentence and probation, as a result of which, if petitioner was released forthwith, he could return to his home in Illinois for treatment, but be under the custody of the court. After some difficulty the petitioner’s father and the district attorney persuaded petitioner to plead guilty, the father informing petitioner that everything would be all right, and that he was only pleading to a “misdemeanor type” offense. Thereafter petitioner pleaded guilty, as aforesaid. He received a two-year suspended sentence, and in 1961 was discharged from the terms of his probation.
Petitioner is presently a resident of California. In 1967 he was indicted in the United States District Court in California for transporting firearms in interstate commerce having been previously “convicted of a crime punishable by imprisonment for a term exceeding one year.” 15 U.S.C. § 902(e). The prior conviction relied upon is that just described. Investigation by petitioner’s counsel revealed the foregoing facts, and revealed, further, that the Canadian National Railway had paid a small sum for the posters in question, $2.25 apiece for five and some $15 for the sixth, from which it could fairly be said that by no possibility was the stolen property of a value in excess of $100. Accordingly, the larceny to which petitioner had pleaded should not have been so de scribed, and petitioner was not in fact guilty of an offense within the ambit of section 902(e). 1
On this basis petitioner sought postconviction relief in the State of Maine. The Maine Supreme Judicial Court dismissed for lack of jurisdiction, holding that the only relief open in that state is under its habeas corpus statute; that habeas corpus is not available when the petitioner is no longer in custody, and that no greater rights attached to the petitioner, so far as the Maine courts were concerned, by virtue of the California proceedings. The present application was then filed in the district court, and dismissed for want of jurisdiction. The district court having declined to issue a certificate of probable cause for appeal, our sole present question is whether that declination was proper.
Petitioner’s difficulty is his inability to demonstrate the “custody” required by 28 U.S.C. § 2241(c) before the writ of habeas corpus can issue, a problem pointed up by his failure to name a respondent against whom the writ is to issue. We do not have merely the situation which moved a minority of the Court in Parker v. Ellis, 1960, 362 U.S. 574, 577 and 595, 80 S.Ct. 909, 4 L.Ed.2d 963 (dissenting opinions), where custody terminated during the pendency of the action, see, also, Thomas v. Cunningham, 4 Cir., 1964, 335 F.2d, 67; here there was no custody — at least so far as Maine was concerned — when the application was filed. Apparently petitioner believes that he is contesting a state interest in the light of the fact that he seeks a certificate of probable cause under 28 U.S.C. § 2253. Yet the absence of any respondent has the serious legal consequence that there was no controversy, and the serious practical effect that there was no one to contest.
Petitioner also asserts the custody of the United States in connection with the proceedings pending against him in California. 2 Assuming that this be sufficient custody, but ef. Allen v. United States, 1 Cir., 1965, 349 F.2d 362, jurisdiction would not lie in the District of Maine. Ahrens v. Clark, 1948, 335 U.S. 188, 68 S.Ct. 1443, 92 L.Ed. 1898. While we suggest no opinion on the question, even if, as petitioner asserts, there should be nowhere that he may now seek a writ of habeas corpus, it does not necessarily follow that he is remediless so far as defending against the California indictment is concerned. Cf. Burgett v. State of Texas, 1967, 389 U.S. 109, 88 S.Ct. 258, 19 L.Ed.2d 319. We, of course, express no views as to the applicability of Burgett, or whether on the facts alleged petitioner was unconstitutionally convicted.
Certificate denied.
On May 20 the Supreme Court overruled Parker v. Ellis, 1960, 362 U.S. 574, 80 S.Ct. 909, 4 L.Ed.2d 963, in Carafas v. LaVallee, 5/20/68, 391 U.S. 234, 88 S.Ct. 1556, 20 L.Ed.2d 554, and decided Peyton v. Rowe, 5/20/68, 391 U.S. 54, 88 S.Ct. 1549, 20 L.Ed.2d 426. We have reviewed these decisions and see no reason to alter ours.
. . Conviction for larceny of goods whose value is loss than $100 carries a maximum term of six months. Me.Rev.Stat. Ann. tit. 17, § 2101.
. . Petitioner urges that lie is in a unique position under the statute as his federal custody by virtue of the indictment against him arguably places him “ ‘in custody pursuant to the judgment of the state court’ [28 U.S.C. § 2254] since the federal indictment is based upon a 1959 Maine conviction.” We do not believe that this novel suggestion as to the meaning of “pursuant to” advances bis case.