UNITED STATES of America, Plaintiff-Appellee, v. Eugene Davis WASHINGTON, Defendant-Appellant
172 F.3d 1116 · 1999 U.S. App. LEXIS 6912 · 1999 WL 198884 · 99 Cal. Daily Op. Serv. 2659
April 12, 1999 · Docket 96-50359
Headnotes
Generated summaries- Headnote 1
The Ninth Circuit explains that the mandate controls all issues it addresses, but any issue not addressed is left to the district court. This principle guides the scope of authority after a remand.
- Headnote 2
The court looks for unmistakable language in the mandate indicating a narrow purpose; absent that, the remand is treated as general‑purpose.
- Headnote 3
The court presumes a general‑purpose remand unless the mandate contains unambiguous language restricting the district court’s consideration of issues.
- Headnote 4
The Ninth Circuit held that the mandate limited only the cross‑reference issue; it did not preclude the court from invoking upward departures justified by the facts.
- Headnote 5
The court affirmed the district court’s authority to impose consecutive sentences because the mandate did not limit the overall sentencing structure.
- Headnote 6
The district court calculated the base level under §2J1.2, added statutory adjustments under §§2J1.2(b)(2), 3B1.1, and 3C1.1, which the mandate did not forbid.
- Headnote 7
The appellate court’s mandate specifically barred applying the cross‑reference, but left the court free to consider other guideline provisions and departures.
- Headnote 8
The Ninth Circuit noted its authority to hear the appeal of the district court’s resentencing decision pursuant to the statutory grant of appellate jurisdiction.
- Headnote 9
The Ninth Circuit stressed that the mandate controls every issue it addresses, but any issue not covered may be decided by the district court, consistent with Fed. R. App. P. 41.
- Headnote 10
The court looks for an explicit limitation in the mandate; absent such clear evidence, the remand is treated as general‑purpose.
- Headnote 11
The Ninth Circuit presumes a general‑purpose remand unless the mandate clearly restricts the court, allowing the trial court to apply any permissible guideline adjustments.
- Headnote 12
A court may depart upward under §5K2.0 for an aggravating circumstance not adequately considered by the Guidelines, and under §5K2.9 when the offense was committed to facilitate or conceal another offense.
The district court in Washington added 13 levels using §§5K2.0 and 5K2.9 after identifying the relevant aggravating factors.
- Headnote 13
The court affirmed Washington’s consecutive sentences, finding the mandate did not limit the manner of sentencing.
- Headnote 14
The district court added levels for substantial interference, leading role, and perjured testimony, and the mandate did not bar those adjustments.
- Headnote 15
The appellate court ordered a recalculation under §2J1.2 without the §2X3.1 cross‑reference, and the district court complied.
- Headnote 16
Without the upward departures, Washington’s range would be 46‑57 months; the court’s final sentence remained within the permissible range after departures.
Opinion
Opinion by Judge LEAVY; Dissent by Judge FLETCHER.
We are asked in this case to determine the scope of our remand for resentencing. The defendant, Eugene Davis Washington, claims that the district court exceeded the scope of the remand by departing upwards. We affirm the district court’s sentence.
BACKGROUND
Washington’s first trial on drug charges ended in a hung jury. He was tried a second time and again the jury deadlocked. Washington then plead guilty to drug and bank fraud charges and was sentenced to 60 months in prison. In the course of a related investigation, the government discovered that Washington had bribed a juror in his first trial. He was then convicted of conspiracy to obstruct justice, obstruction of justice and bribery of a juror. On appeal, we affirmed his conviction, vacated his 144 month sentence, and remanded for resentencing. United States v. Washington, 66 F.3d 1101 (9th Cir.1995).
We held that the district court correctly determined that Washington’s offense level should be computed under Section 2J1.2 of the Sentencing Guidelines, which prescribes the offense level for “Obstruction of Justice.”
We therefore vacate Washington’s sentence and remand for the limited purpose of recalculating his base offense level under section 2J1.2, without applying the cross-reference to section 2X3.1, and resentencing him accordingly.
The district court resentenced Washington on June 24, 1996. The court computed the base offense level under Section 2J1.2 (“Obstruction of Justice”), which has a base offense level of 12, without application of the cross-reference. The district court then adjusted the offense level to 19 as follows: it added a three-level increase under Section 2J1.2(b)(2) for substantial interference with the administration of justice; and, as it had done before, it added a two-level increase under Section 3Bl.l(c) for Washington’s leading role in the offense; and, again as before, it added a two-level increase under Section 3C1.1 based upon Washington’s perjured testimony at trial. The parties do not dispute these adjustments.
The court then departed upwards 13 levels to a level of 32 pursuant to Sections 5K2.0 and 5K2.9.
ANALYSIS
Washington claims that the words “remand for the limited purpose” narrowed the scope of the mandate to the extent that the district court had no authority to depart upward when resentenc-ing.
The parties argue at length about whether the mandate effected a “limited remand.” We have used the term “limited remand” to describe a remand to the district court for proceedings prior to this court’s consideration of the merits of an appeal. See, e.g., Mirchandani v. United States, 836 F.2d 1223, 1225 (9th Cir.1988) (limited remand ordered for the district court to hear a motion to reopen the proceedings to consider newly discovered evidence). Once an appeal has been decided on the merits, the mandate is issued. Fed. R.App. P. 41. If the case is remanded for further proceedings, the trial court must proceed in accordance with the mandate and the law of the case as established on appeal. Stevens v. F/V Bonnie Doon, 731 F.2d 1433, 1435 (9th Cir.1984). The mandate “is controlling as to all matters within its compass, but leaves the district court any issue not expressly or impliedly disposed of on appeal.” Id.
In United States v. Caterino, 29 F.3d 1390 (9th Cir.1994), (overruled on other grounds by Witte v. United States, 515 U.S. 389, 115 S.Ct. 2199, 132 L.Ed.2d 351 (1995)), we stated that the general practice in a remand for resentencing was to vacate the entire sentence. We will presume that this general practice was followed unless there is “clear evidence to the contrary.” 29 F.3d at 1395.
The inquiry in this case is the scope of the mandate. We decline to determine whether the remand is a “general” or “limited” remand, because these terms are not helpful to the inquiry.
The mandate first vacated the sentence, then remanded “for the limited purpose of recalculating [the] base offense level under section 2J1.2, without applying the cross-reference to section 2X3.1” and finally directed the district court to “resentence accordingly.” The government pointed out in the first appeal that if the cross-reference were held to be inapplicable [which it was], the government would seek a similar sentence through upward departure.
In United States v. Moreno-Hernandez, 48 F.3d 1112 (9th Cir.1995), we vacated a defendant’s 125-month sentence because the government did not prove that the felony charged in the indictment was an aggravated felony. The district court re-sentenced the defendant for a lesser term of imprisonment on the felony, but applied sentencing enhancements and ordered the sentences to run consecutively, which resulted in a total restructured sentence of 120 months. The defendant argued that the district court erred by using the guidelines to impose a sentence substantially similar to the original erroneous sentence, thus frustrating the purpose of the mandate. We rejected that argument, stating, “[W]e did not limit the overall sentence the district court could impose, nor did we circumscribe the manner in which the court could apply the Sentencing Guidelines. We simply directed the district court to limit its sentence on Count 4 to the five-year maximum prescribed by section 1326(b)(1).” 48 F.3d at 1117. Accord, United States v. Ponce, 51 F.3d 820, 826 (9th Cir.1995).
Similarly, in this case, the mandate directed the district court to calculate the base offense level without application of the cross-reference. The district court did that. The mandate did not limit the overall sentence nor circumscribe the manner in which the court could apply other guideline provisions, including the applicability of departures under Sections 5K2.0 and 5K2.9.
The district court specifically identified the factors which justified the departures. See United States v. Sablan, 114 F.3d 913, 916 (9th Cir.1997) (en banc), cert. denied, — U.S. -, 118 S.Ct. 851, 139 L.Ed.2d 752 (1998). The district court’s explanation for the extent of the departures cannot be said to be unreasonable; therefore, the sentence imposed is affirmed. Id.
Washington argues that the district court erred in ordering the sentences to run consecutively and in computing the sentence on the conspiracy court. The government contends that Washington cannot raise these arguments because the scope of the mandate precludes the district court from examining any other sentencing issues. We reject the government’s position because of our holding that the mandate precluded only the reexamination of one sentencing issue — the application of the cross-reference in Section 2X3.1. When the district court resentenced Washington, it put together a new sentencing “package.” See United States v. Moreno-Hernandez, 48 F.3d at 1116. Accord, United States v. Petty, 80 F.3d 1384, 1388 (9th Cir.1996). Washington preserved his sentencing arguments in the district court and they are properly before us. See United States v. Sanchez, 908 F.2d 1443, 1447 (9th Cir.1990).
Nevertheless, we find Washington’s arguments to be without merit. The district court had authority to impose consecutive sentences, see United States v. Wylie, 625 F.2d 1371, 1382 (9th Cir.1980), and the district court did not err in calculating the sentence on the conspiracy count.
AFFIRMED.
.Section 2J1.2 Obstruction of Justice (1997 edition):
(a) Base Offense Level: 12
(b) Specific Offense Characteristics
(1) If the offense involved causing or threatening to cause physical injury to a person, or property damage, in order to obstruct the administration of justice, increase by 8 levels.
(2) If offense resulted in substantial interference with the administration of justice, increase by 3 levels.
(c) Cross Reference
(1) If the offense involved obstructing the investigation or prosecution of a criminal offense, apply § 2X3.1 (Accessory After the Fact) in respect to that criminal offense, if the resulting offense level is greater than that determined above.
. Under Section 2J1.2(c)’s cross-reference to Section 2X3.1, the base offense level is six levels below the offense level for the underlying offense. The underlying offense was a drug offense which had a base offense level of 32. Therefore, the base offense level would have been 26 applying the cross-reference (32 — 6). The district court originally adjusted the offense level upwards two levels under Section 3B1.1 (role in the offense), and two levels under Section 3CI.1 (perjured testimony at trial), for a total adjusted offense level of 30.
. The district court departed upward under Section 5K2.0 (departure if the court finds there exists an aggravating circumstance not adequately taken into consideration by the guidelines), and under Section 5K2.9 (departure if the defendant committed the offense in
. The district court stated:
‘‘[T]he departure is warranted pursuant, first of all, to the Sentencing Guideline Section 5K2.0, because there exists an aggravating circumstance of a kind or to a degree not adequately taken into consideration by the Sentencing Commission in formulating the guidelines that should result in a sentence different from that described. The circumstance is that the Sentencing Commission’s failure to take into account under the version of the Sentencing Guidelines in effect at that time of the offense conviction, i.e., a defendant's obstruction of his own criminal case.
The departure is pursuant to Sentencing Guideline Section 5K2.9 because the defendant committed an offense in order to facilitate or conceal the commission of another offense. These offenses were the counterfeit check scheme and the fraudulent wire transfer scheme that defendant put into effect before, during and after the first narcotic trial.
The structure, standards, and policies of the Sentencing Guidelines dictate that defendant not receive a net benefit from his crime, but in fact be punished for it. The structure, standards, and policies of the Sentencing Guidelines also require that the defendant, principal, and jury tampering offense not receive a lower sentence than his accessories. The extent of the departure is necessary to account for the seriousness of the crime the defendant avoided punishment for by his obstruction of justice, that is, the narcotics offense.
The extent of the departure is necessary to account for the total compliance sentence of 231 months that defendant avoided by his obstruction of justice. The extent of the departure is necessary to ensure that defendant does not receive a net sentencing benefit for his obstruction of justice.
And lastly, the extent of the departure is necessary to account for the extensive fraud schemes that defendant was able to complete because he tampered with the jury on the narcotic case.”
. Without the upward departures, the adjusted offense level would remain at 19. With a criminal history category of 4, the sentencing range would be 46-57 months.
. Appellee’s Brief, Case No. 93-50786, page 28, note 4.