Pickering v. Lomax
12 S. Ct. 860 · 145 U.S. 310 · 1892 U.S. LEXIS 2142 · 36 L. Ed. 716
May 16, 1892 · Docket 342
Headnotes
Generated summaries- Headnote 1
The Court cited its statutory authority to hear such cases, holding that the Illinois decision rested on a treaty question and therefore was reviewable.
- Headnote 2
The Court explained that the proviso’s language expressly continues to operate so long as the land is owned by the grantees or their heirs, regardless of the issuance of a patent.
- Headnote 3
The Court applied the principal‑agent analogy, stating that ratification makes the act effective as though authority had existed at the time of the deed, unless intervening rights arise.
- Headnote 4
The opinion noted that the treaty is silent on timing and cited Doe v. Beardsley for the proposition that approval may follow delivery.
- Headnote 5
The Court quoted Cook v. Tullis, emphasizing that intervening third‑party rights cannot be defeated by later ratification.
- Headnote 6
The Court held that the grantee’s estate receives the perfected title because retroactive ratification treats the deed as perfect at delivery.
- Headnote 7
The case raises the question of the President’s authority to approve a deed and the treaty’s restriction; therefore it falls within the statutory grant of jurisdiction to review state court decisions that turn on federal questions.
- Headnote 8
The court held that the treaty’s proviso was expressly designed to inform purchasers of continuing restrictions, and that issuance of a patent did not extinguish its force.
- Headnote 9
The opinion notes that the treaty is silent on the timing of presidential consent and expressly states that nothing obligates parties to secure it prior to conveyance.
- Headnote 10
The Court likened the situation to agency law, holding that ratification makes the act effective from the time of performance, and a delay of years is immaterial absent intervening interests.
- Headnote 11
The opinion cites the principle that ratification cannot defeat rights that have intervened, emphasizing that third‑party interests are a bar to the retroactive operation of the President’s endorsement.
- Headnote 12
The Court explained that the ratification’s retroactive effect benefits the grantee even though he died before the President’s endorsement, because the deed is deemed imperfect at delivery and made perfect by later approval.
Opinion
delivered the opinion of the court.
This case turns upon the question whether the act of Congress prohibiting Indian lands from being conveyed, except by permission of the President, is satisfied by his approval endorsed upon a deed thirteen years after its execution, and after the death of the grantee and the sale of the land hy his administrator.
1. 1. A ps?eliminary question is made by the defendant in error, as to the jurisdiction of this court. By Rev. Stat. sec. 709, our authority to review final judgments or decrees of the highest courts of a State extends to all cases “ where is drawn in question the validity' of a treaty or statute of, or an authority exercised under, the United States, and the decision is against their validity.” The argument of the defendant in this connection' is that as the title to the lands did not pass by the treaty, which contained only an agreement to convey, the proviso, ceased to'be opei’ative when the patent was issued in 1843; that the same restriction upon alienation contained in ■ the patent- was one which the' Supreme Court of Illinois had considered ; and that their construction, that no title passed from Robinson and Horton for want of permission of the President of the United States, could not be reviewed by this court. There are two sufficient answers to this contention. First, the proviso in the treaty did continue by its express terms to be. operative, so long as. the land was owned by the grantees or their heirs, and the object of carrying this proviso into the patent was merely to apprise intending purchasers of the restrictions imposed by the trpaty upon the alienation of the lands. Second, the case raised the question of the validity of an authority exercised under the United States, viz.: the authority of the President to approve the deed thirteen years after its execution, and the decision of the Supreme Court of Illinois was against its validity; so that the case is directly within the words of the statute.
2. 2. So far as the main question is concerned, we know of no reason why the analogy of the law of principal and agent is not applicable here, viz.: that an act in'excess of an agent’s authority, vvhen performed, becomes binding upon the principal, if subsequently ratified by him. The treaty does not provide how or when the permission of the President shall bd obtained,, and there is certainly nothing which requires that it shall be given before the deed is delivered. Doe v. Beardsley, 2 McLean, 412. It is doubtless, as was said by the Supreme Court of Mississippi in Harmon v. Partier, 12 Sm. & Marsh. 425, 427, “a condition precedent to a perféct title” in the grantee;' but the neglect in this case to obtain the approval of the President for thirteen years, only shows that for that length of time the title was imperfént. and that no action of ejectment would have lain until the condition wás performed. Had. the grantee' the day after the deed was delivered, sent it to Washington and obtained the approval of the President, it would be sticking in the bark to say that the deed was not thereby validated. A delay of thirteen years is immaterial, provided, of course, that no third parties have in the meantime legally acquired an interest in the lands.
If, after executing this deed, Robinson had given another to another person, with the permission of the President, a wholly different question would have arisen. But so far as Robinson and his grantees are concerned, the approval of the President related back to the execution of the deed and validated it from that time. As was said by this court in Cook v. Tullis, 18 Wall. 332, 338 : “ The ratification operates upon the act ratified precisely as though authority to do the act had been previously given, except where the rights of third parties have intervened between the act and the ratification. The retroactive efficacy of the ratification is subject to this qualification. The intervening rights of third persons cannot be .defeated by the ratification.” See also Fleckner v. Bank, of the United States, 8 Wheat. 338, 363. In Ashley v. Eberts, 22 Indiana, 55, a similar act of the President approving a deed was held to relate back and-give it validity from the time of its execution, so as to protect the grantee against a claim by adverse possession which arose in the interim between its date and the confirmation. “ Otherwise,” said the court, “ a mere trespasser by taking possession after a valid sale and before its consummation, would have power to defeat a bona fide purchaser.” This case was approved in Steeple v. Downing, 60 Indiana, 478, 497. In Murray v. Wooden, 17 Wend. 531, a conveyance of land by an Indian which, subsequent to its date, had been ratified by a certificate of approbation of the surveyor general in the form prescribed by law, was held to be inoperative upon the ground that, previous to the granting of such certificate, the Indian had conveyed to a third person, and the deed to such person had been approved in the mode prescribed by law previous to the endorsement of the certificate of approbation of the deed first executed. This was a clear case of rights intervening between the execution of the first deed and its approval. In Smith v. Stevens, 10 Wall. 321, the right to convey the lands reserved for the^benefit of the Indians was expressly vested in the Secretary of the Interior, upon the request of any one of the Indians named, and it was held that there being no ambiguity in the act which had provided the way in which the lands could be sold, by necessary implication it- prohibited their being sold in'any other way. “The sale in question not only contravened .the-policy and spirit of the statute, but violated its positive provisions.” In that case there was no pretence that the requirements of the act had been fulfilled.
Nor do we consider it material that the grantee had in the meantime died, since, if the ratification be retroactive,, it is as if it were endorsed upon the deed when given, and enures to the benefit of the grantee of Horton, the original grantee — not as a new title acquired, by a warrantor subsequent to his deed enures to the benefit of the grantee, but as a deed imperfect when executed, may be made perfect as of the date when it was delivered. This was the ruling of the court in Steeple v. Downing, 60 Indiana, 478.
The object of the proviso was not to prevent the alienation of lands in toto, but to protect the Indian against the improvident disposition of his property, and it will be presumed that the President, before affixing his approval, satisfied himself that no fraud or imposition had been practised upon the Indian when the deed was originally obtained. Indeed, the record in this case shows that the President did not affix his approval until affidavits had been presented, showing that Pickering was the owner, and that the amount paid to Kobinson was the full value of the land, and that the sale was an advantageous one to him.
• We are constrained to differ with the Supreme-Court of Illinois in its view of the treaty, and to hold that, so far as this question is concerned, plaintiff’s chain of title ■ contained no defect.
The judgment of the Supreme Court is, therefore,-
Reversed, ands the case remanded for further proceedings not inconsistent vith this opinion.