Faust v. United States
163 U.S. 452 · 16 S. Ct. 1112 · 1896 U.S. LEXIS 2281 · 41 L. Ed. 224
May 25, 1896 · Docket 637
Headnotes
Generated summaries- Headnote 1
The court overruled the defendant’s plea of misnomer and held that a name need not be correctly spelled if the sound is substantially the same, citing prior cases.
- Headnote 2
The court rejected the objection that the jury charge must state lack of consent, finding no merit because the statute does not require a separate consent element.
- Headnote 3
The government introduced a certified transcript of the postmaster’s Treasury account; the court held the evidence was relevant to prove the defendant’s exclusive management of the money‑order business.
- Headnote 434.3.18 Evidence Law > Character, Propensity, and Other-Acts Evidence Law > Rule 404(b) Evidence Law
The court refused to admit evidence that another individual had been convicted of a different offense, ruling the evidence irrelevant and immaterial.
- Headnote 5
The defendant’s request to recall a witness was denied, and the court held the decision was a matter within the lower court’s discretion.
- Headnote 6
The court found no misdirection in the charge; the instruction regarding consent was unnecessary because the statute’s elements are satisfied by proof of conversion alone.
- Headnote 7
The indictment named the defendant W. J. Faust although he was baptized and commonly known as W. J. Foust. The court overruled the motion to quash on that ground, holding that a variance in spelling does not invalidate the indictment.
- Headnote 8
The indictment did not specifically state that the conversion occurred without the postmaster’s consent. The Court held that because the statute does not require a separate consent element, the omission of that language did not invalidate the charge.
- Headnote 9
The government introduced a certified transcript of the postmaster’s Treasury account to demonstrate the defendant’s exclusive management of the money‑order business. The objection that the transcript was not the defendant’s own account was rejected, and the evidence was admitted.
- Headnote 10
The prosecution sought to introduce evidence that another individual had been convicted of a prior offense. The court held that such evidence, offered only to suggest the defendant’s guilt, was irrelevant and therefore excluded.
- Headnote 11
After the witness was cross‑examined, the defense asked that the witness be recalled to alter his statements. The trial court declined, and the appellate court affirmed that this decision was within the court’s discretion.
- Headnote 12
The defense objected that the jury was not instructed that the embezzlement must have occurred without the principal’s consent. The court found no misdirection because the statute does not require proof of that element, and the jury was properly instructed on the issues presented by the evidence.
- Headnote 13
The Court overruled the defendant’s plea of misnomer and held that no error existed, reasoning that precise spelling is unnecessary so long as the identifier is sufficiently similar to prevent confusion.
- Headnote 14
The opinion rejected the argument that the jury required a separate instruction on lack of consent, noting the statute only demands proof of conversion, so the omission did not misdirect the jury.
- Headnote 15
The Court found the transcript relevant to demonstrate the son‑assistant’s sole management of the money‑order business, rejecting the objection that it was not the defendant’s personal account.
- Headnote 16
The trial court properly excluded the other‑person conviction, holding that such character evidence does not relate to any issue and therefore cannot be used to infer the defendant’s conduct.
- Headnote 17
The opinion held that controlling the witnesses after cross‑examination lies within the court’s discretion, and the refusal to allow a recalled testimony did not constitute reversible error.
- Headnote 18
The Court found no merit in the claim that the omission of a consent instruction misled the jury, because the statute does not require proof of consent, so the conviction stands.
- Headnote 19
The Court overruled a motion to quash the indictment because the grand jury identified the defendant as “W. J. Faust” despite his baptismal name being “W. J. Foust,” holding that a variance in spelling does not invalidate the charge.
- Headnote 20
The Court rejected the argument that the jury charge must include a “without consent of the principal” element, finding that the statutory definition of embezzlement does not require a separate proof of lack of consent.
- Headnote 21
The government introduced a Treasury‑account transcript of postmaster J. E. Foust; the Court held the evidence was proper to establish the defendant’s management of the funds and rejected the objection that it did not pertain to the defendant’s own account.
- Headnote 22
The trial court excluded testimony that another individual had been convicted of a prior offense, and the Supreme Court affirmed the exclusion as irrelevant to the charged embezzlement.
- Headnote 23
The Court described the refusal to recall a witness as a discretionary matter within the trial court’s authority and therefore not an error warranting reversal.
- Headnote 24
The Court found no merit in the claim that the jury should have been instructed that embezzlement required lack of the principal’s consent, since the statute imposes no such element.
- Headnote 25
The indictment named the defendant W. J. Faust, while he claimed his baptismal name was W. J. Foust. The court overruled the plea of misnomer, holding that a variance in spelling does not defeat the indictment.
- Headnote 26
The defense argued that the jury charge should have required proof that the embezzlement was without the postmaster’s consent. The Court held that the statute does not contain a separate consent element, so the omission of that instruction was not erroneous.
- Headnote 27
The government offered a certified transcript of the postmaster’s Treasury account to demonstrate the defendant’s exclusive management of the money‑order business. The objection that the transcript did not pertain to the defendant was rejected as the evidence was relevant to a material fact.
- Headnote 28
The defense sought to introduce evidence that another individual had previously been convicted of a different offense. The trial court correctly excluded that evidence as it bore no relevance to the charged embezzlement and was offered only to suggest the defendant’s guilt.
- Headnote 29
After cross‑examining a witness, the defense requested that the witness be recalled to change his testimony. The court refused, and the Supreme Court held that such a decision is a matter of judicial discretion, not reversible error.
- Headnote 30
The defense argued that the jury should have been instructed that the embezzlement required lack of the principal’s consent. The Court found no error because the statute itself contains no such consent element, making the omitted instruction harmless.
- Headnote 31
The Court overruled the defendant's plea of misnomer, holding that the indictment naming him W. J. Faust was sufficient even though he was baptized as W. J. Foust, because the names sounded alike and did not create uncertainty about his identity.
- Headnote 32
The government offered a certified transcript of postmaster J. E. Foust’s account to prove that assistant postmaster W. J. Faust had sole management of the money‑order business; the Court found the evidence relevant and admissible.
- Headnote 33
The defendant moved to introduce proof that another individual had earlier been convicted of a different offense; the Court rejected it as irrelevant and immaterial under the rule against other‑person character evidence.
- Headnote 34
The defendant sought to have a witness recalled after cross‑examination to change his statements; the Court held that such a refusal is within the court’s discretion and not a reversible error.
- Headnote 35
The defense argued that the charge should have included a “without consent of the principal” element; the Court found no merit because the statutory definition of embezzlement of United States money‑order funds does not contain a separate consent element.
- Headnote 36
The Court overruled the defendant’s plea of misnomer and held that a variance in spelling or sound does not invalidate an indictment so long as the accused can be identified.
- Headnote 37
The Court found no error in the charge despite the omission of a consent element, holding that the statute requires only proof of conversion by the defendant who had custody of the funds.
- Headnote 38
The government introduced a Treasury‑account transcript to demonstrate the defendant’s exclusive management of money‑order funds; the Court held the evidence admissible because it bore on a material fact and was not outweighed by prejudice.
- Headnote 39
The Court rejected the government’s attempt to introduce another individual’s earlier conviction, finding the evidence irrelevant to any issue against the defendant and therefore immaterial under the rule against other‑person crimes.
- Headnote 40
The Court held that the decision to deny a witness’s recall was within the trial court’s discretion and therefore did not warrant reversal of the judgment.
- Headnote 41
The Court found no merit in the objection that the jury was not instructed that the embezzlement was without the principal’s consent, because the statute does not require proof of that element.
- Headnote 42
The court overruled the plea of misnomer, holding that a name need not be correctly spelled if the sound is substantially the same, citing prior cases where similar variances were deemed immaterial.
- Headnote 43
The court held that the charge was proper even though it omitted a specific instruction that the embezzlement was done without the principal's consent, finding no statutory requirement for that element.
- Headnote 44
The government introduced a certified Treasury account transcript of the postmaster; the court found no error because the indictment proved the defendant had sole management of the money‑order funds, making the transcript relevant.
- Headnote 45
The trial court correctly rejected evidence of another individual's prior conviction as irrelevant and immaterial to the charged embezzlement offense.
- Headnote 46
The court held that deciding not to recall a witness to alter testimony lies within the trial court's discretion and does not amount to reversible error.
- Headnote 47
The court found no misdirection in the charge and affirmed the conviction despite the absence of a specific instruction about the principal's consent, because the statute did not require that element.
Opinion
delivered the opinion of the court.
In the indictment the defendant was described as one W. J. Faust, whose Christian name was to the grand jurors unknown. There was filed a plea of misnomer, in which the defendant averred that he had been baptized in the name of W. J. Foust, and that he had always been known and called by that name, and prayed that the indictment might be quashed. This plea was overruled, as was likewise a .motion to quash the indictment on the ground that defendant’s name was W. J. Foust, and not "W. J. Faust, as it appeared in the indictment.
In this we see no error. A name need not be correctly spelled in an indictment, if substantially the same sound is preserved. The following are cases in which the variance between the names as alleged and as proven was at least as great as in the present, and in which it was held that the variance was not material: Bubb and Bopp, 39 Penn. St. 429; Heckman and Hackman, 88 Penn. St. 120; Hutson and Hudson, 7 Missouri, 147; Shaffer and Shafer, 29 Kansas, 337; Woolley and Wolley, 21 Arkansas, 462; Penryn and Pennyrine, 14 Maryland, 121.
The second assignment alleges error in the action of the court in admitting in evidence, on the part of the government, a certified transcript from the office of the Auditor of the Treasury at Washington, showing account of J. E. Foust, postmaster at Thornton, Texas, from October 10, 1891, to May 20,1893, showing balance due of $744.18.
This was objected to, because said transcript did not purport to be a transcript from the money-order account books of the Post Office Department of the account of W. J. Foust, the defendant, and could not tend to prove any issue in the case against W. J. Foust.
The indictment was against W. J. Faust as assistant postmaster, and it was proved that he was the son and assistant of the principal postmaster, and as such had the sole management and possession of the money-order business and money-order funds during the entire term. It is scarcely necessary to say that there is no merit in this assignment of error.
The substance of the third assignment is the refusal of the court to admit evidence tending to show that another person than the defendant, at a time anterior to the time of the commission of the offence charged, had committed another and different offence than the one therein charged, and that said other person had been indicted and convicted thereof. This evidence was properly rejected as irrelevant and immaterial.
The fourth assignment complains of the refusal of the trial court to permit a witness who had been examined and cross-examined to be recalled in order to make some change in the statements made by him on cross-examination. This was plainly a matter within the discretion of the court below.
In the fifth assignment the charge as a whole is objected to as misleading, and also because it took from the jury the vital point at issue in the case.
Our reading of the charge does not support either of these objections.
We perceive no misdirection nor any statements calculated to confuse the jury. The jury were explicitly told that they were the judges of what the evidence was and of its weight.
The sixth assignment is based on the refusal of the court to charge the jury that the embezzlement must be proved to have taken place without the consent of the defendant’s principal or employer. It was claimed that as the indictment failed to charge that the defendant embezzled any money without the consent of his principal or employer, and as the postmaster, J. E. Foust, employed the defendant, the defendant’s responsibility was to the postmaster, and not to the government. We see no merit in this assignment.
We have examined the remaining assignments and have found nothing therein set up of which the defendant has just 'reason to complain, and the judgment of tbe court below is accordingly
Affirmed.