Ex Parte Indiana Transportation Co.
1917 U.S. LEXIS 1656 · 244 U.S. 456 · 37 S. Ct. 717 · 61 L. Ed. 1253
June 11, 1917 · Docket 25, Original
Headnotes
Generated summaries- Headnote 1
The case involved a writ of prohibition after an admiralty court ordered a corporate defendant to answer an amended libel joining many new claimants.
- Headnote 2
The court distinguished cases where physical custody or a maritime lien already gave the court power over the person or vessel.
- Headnote 3
The court acknowledged the general rule that a court does not have to maintain physical power over a defendant throughout the case after jurisdiction has been shown.
- Headnote 4
The district court had ordered the petitioner to answer an amended libel that added hundreds of new libellants with separate causes of action.
- Headnote 5
The newly joined libellants each alleged a separate death claim arising from the same accident, but the petitioner had not been served with process for their claims.
- Headnote 6
The court used this principle to explain why a court may not treat participation in litigation as a general submission to jurisdiction over new, unserved claims.
- Headnote 7
After the district court overruled the petitioner’s exceptions, the petitioner continued to object and also argued that the amended libel failed to state a cause of action.
- Headnote 8
The court explained the foundation of jurisdiction while deciding whether a defendant in an original libel could be compelled to answer claims of newly joined libellants.
- Headnote 9
The opinion contrasted a defendant actually under arrest or a vessel subject to in rem proceedings with a defendant who merely appeared in response to a citation.
- Headnote 10
The opinion recognized the conventional effect of decrees after appearance but said that principle did not authorize adding new claims of strangers to the suit.
- Headnote 11
The petitioner was not subject to service in the district and had not been served with process for the claims of 373 newly joined libellants.
- Headnote 12
The order permitting intervention added 373 libellants, each alleging a separate cause of action arising from the same accident, without service on the petitioner.
- Headnote 13
The court used this principle to reject the argument that the petitioner’s continued participation in the case subjected it to jurisdiction over the newly added claims.
- Headnote 14
After the first exceptions were overruled, the petitioner again excepted and further asserted that the amended libel did not state a cause of action against it.
- Headnote 15
The Court explained the foundation of admiralty jurisdiction while deciding whether a court could compel an answer to an amended libel joining many new claimants whose process had not been served.
- Headnote 16
The Court distinguished actual custody of a person or ship from mere appearance in an admiralty action.
- Headnote 17
The Court stated that conventional effect follows from established jurisdiction, but that principle sets the limit on the court's authority.
- Headnote 18
The Court held that the District Court could not compel the petitioner to answer new claims asserted by 373 newly joined libellants for which no process was served.
- Headnote 19
The Court applied this rule to 373 newly joined libellants claiming separate causes of action arising from the same accident.
- Headnote 20
The Court used this principle to explain why filing exceptions and pleading in the pending cause did not submit the petitioner to jurisdiction over new claims.
- Headnote 21
The Court held that the petitioner's later exception that the amended libel did not state a cause of action did not waive its jurisdictional objections.
- Headnote 22
The opinion distinguished cases in which a defendant's body was in custody by arrest or a vessel was held by proceedings in rem. In those cases, the court explained, new claims could be entertained against the person or ship beyond the claims that brought it under arrest.
- Headnote 23
The opinion acknowledged that, once jurisdiction has been manifested, parties may rely on the practical advantage of not requiring the court to maintain physical control until the case ends. That principle was described as the limit of the court's authority when new claims were added.
- Headnote 24
The district court directed the petitioner to answer an amended libel that joined 373 additional libellants with separate death claims arising from the same accident. The petitioner was not subject to service in the district and had not been served with process for those newly added claims.
- Headnote 25
The amended libel permitted 373 other libellants to join the original suit. Each alleged a distinct cause of action for death resulting from the same steamer accident. The court held that their later intervention did not bring the petitioner within jurisdiction for their separate claims.
- Headnote 26
The court used this principle to explain why the petitioner's prior litigation in the original libel did not give the district court jurisdiction over claims later asserted by many additional libellants against the same petitioner.
Opinion
delivered the opinion of the court.
The suit in which this writ of prohibition is sought was originally a libel in personam against the petitioner, an Indiana corporation, and others, for causing the death of one Dawson through the capsizing of the steamer Eastland in the Chicago River. The libel was filed on August 21, 1915. A citation was served upon an agent of the petitioner within the district and the petitioner filed exceptions to the libel.- On July 24, 1916, leave was granted “to certain parties” to intervene as libellants, and a citation to respondents not served was ordered, returnable the first Monday in September. At this time the petitioner was not subject to service in the district and was not served with process. The “certain parties” mentioned in the order seem to have been 373 other libellants each alleging a distinct cause óf action for death due to the same accident. The petitioner excepted that the amended libel was contrary to law because it joined 373 other libellants who had separate causes of action, and also because the petitioner could not in law be called on to answer the amended libel as to 373- additional libellants. The exceptions were overruled and the petitioner directed to answer in twenty days from the date of the order, September 18, 1916. Thereupon the petitioner, not waiving its previous exceptions, on October 7 again excepted that the court had not jurisdiction over it in respect of the additional libellants and that the libel did not state a cause of action against it. On October 25 this petition was filed.
The foundation of jurisdiction is physical power. If a defendant’s body were in custody by arrest, or á vessel were held by proceedings in rem, it well might be that new claims would be entertained against the person or against the ship, in addition to those upon which the arrest was made. The Oregon, 158 U. S. 186, 210. But appearance in answer to a citation does not bring a defendant under the general physical power of the court. He is not supposed even by fiction, to be in prison. Conventional effect is given to a decree after an appearance because .when power once has been manifested it is to the advantage of all not to insist upon its being maintained to the end. Michigan Trust Co. v. Ferry, 228 U. S. 346, 353. That, however, is the limit of the court’s authority. Not having any power in fact over the defendant unless it can seize'him again, it cannot introduce new claims of new claimants into an existing suit simply because the defendant has appeared in that suit. The new claimants are strangers and must begin their action by service just as if' no one had sued the defendant before; The Oregon, 158 U. S. 186, 205, 210. We may repeat with more force concerning defendants what was said alio intuitu in a New Jersey case cited in Reynolds v. Stockton, 140 U. S. 254, 268. “Persons by becoming suitors do -not place themselves for all purposes under the control of the court.”
The only question is whether the petitioner lost its rights by its mode of asserting them; the argument for the respondent being that the exceptions above mentioned amounted to an appearance and plea to the merits, and that thus the absence of service was cured. But it is to be remembered that the motion for leave to intervene was a motion in the cause in which petitioner already had appeared. We should not be astute to treat recognition that it was in court as the case stood before the motion to let in upon it an avalanche of new claims, as waiving what it was the prime and only purpose of the exceptions to prevent. The language of the first exceptions was not as explicit as it might have been but the absence of service seems to us sufficiently covered by the words, “Because the above-named respondent cannot in law, in this case, be called upon to answer the said amended libel as to 373 additional libellants.”
The second exception, still insisting on the petitioner’s denial that the court had jurisdiction of-it in-respect of the new claims set up, pleaded further, upon the rule to answer, that the amended libel did not state a cause of action. But if the principles of waiver and appearance by pleading to the merits are not modified in a case where the defendant already is in court, it is true at least that when objections to the jurisdiction have'been overruled the defendant does not lose its rights by pleading to the merits. Harkness v. Hyde, 98 U. S. 476. The District Court attempted to exceed its jurisdiction and the writ of prohibition should be granted.
Rule absolute.